DynamicComplianceConsulting.com
Title
Compliance consulting firm, training. Granada Hills, CA
Description
Excerpted from the website:
- Dynamic Compliance Consulting LLC's founder, CEO, and President has been in the securities industry for 19 years. Prior to becoming a compliance consultant, Tina L. Mitchell was the Senior Vice President and Chief Compliance Officer for a federally registered investment advisor that managed assets for mutual funds, institutional accounts, wrap fee programs, and high net worth individuals. During her tenure as CCO, Ms. Mitchell was responsible for ensuring compliance with all required federal and state rules and regulations. In addition, Ms. Mitchell served as Secretary to the firm's mutual funds for 8 years. She is a certified paralegal and a member of the National Society of Compliance Professionals (NSCP). Additionally, Ms. Mitchell serves as an NASD arbitrator and also served as President of the Southern California Compliance Group (SCCG) for three years. Contact us to set up an appointment today.
