BrokerBooks Securities Compliance Software
Description
pulled from site's meta descriptionBrokerBooks is a data processing system that compiles broker transaction information in compliance with the SEC's recordkeeping requirements
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Categories:
- AboutUs AutoGen
- broker
- securities
- compliance
- software
- trades
- transactions
- SEC
- broker-dealer
- trade
- stockbroker
- stock
- mutual fund
- secure transactions
- recordkeeping
- blotter
- trade blotter
- audit
- stock broker
- record-keeping
- compliance director
- branch manager
- brokerage
- record keeping
- regulation
- National Association of Securities Dealers
- stock market
- data processing
- NASD
- Securities and Exchange Commission
- investor
- compliance software
- application
- wallstreet